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NORTH TECH CAPITAL

Actively Managed Certificates

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Solution

Institutional securitisation, structural security, bankable execution

North Tech Capital provides the operational architecture required to transform high-conviction research into institutional-grade investment vehicles. We specialise in the sponsorship and lifecycle management of Actively Managed Certificates (AMCs), bridging the gap between proprietary strategy and professional portfolio integration.

I. The AMC Sponsorship Model

We utilise the AMC framework to bypass the administrative drag of traditional fund structures. By wrapping our “Sovereign Gatekeeper” methodology into a securitised instrument, we provide:

  • Operational Agility: Strategic implementation in weeks, not months.
  • Bankable Format: A tradeable security with a dedicated ISIN, compatible with all major institutional brokerage and custody platforms.
  • Daily Liquidity: Transparent, intraday execution on primary European venues, including the Vienna MTF and Stuttgart (EUWAX).

II. The Two-Tier Security Framework

Structural integrity is our baseline. To mitigate issuer credit risk, our strategies are intended to be deployed via a “Two-Tier” collateralised architecture:

  1. Asset Segregation: The strategy is issued through a dedicated Segregated Portfolio (SP) within a protected Special Purpose Vehicle (SPV), legally ring-fenced from the sponsor’s and issuer’s balance sheets.
  2. Fiduciary Oversight: Underlying assets are held in an independent custody account and pledged to a third-party Security Trustee, ensuring certificate holders have a first-priority claim on the collateral.

III. Institutional Hygiene

Our solutions are engineered for the rigorous due diligence requirements of family offices:

  • Standardised Settlement: Full integration with Euroclear and Clearstream on a T+2 cycle.
  • Transparency & Governance: Daily NAV calculation and clinical reporting through our Monthly Strategy Attribution reports.
  • Regulatory Alignment: Structured to meet the transparency and reporting standards of MiFID II.

Strategic Implementation

North Tech Capital acts as the Sponsor, providing the methodology and ongoing strategy management.

Our partners provide the regulated issuance and custodial infrastructure, ensuring a robust, institutional-grade experience for every allocator.

IV. Summary Technical Specifications

FeatureSpecification
Strategy SponsorNorth Tech Capital
Vehicle TypeActively Managed Certificate (AMC) / ETI
Primary ListingStuttgart Stock Exchange (EUWAX)
Calculation AgentiMaps ETI AG
TrusteeIntertrust Group
AvailabilityProfessional & Qualified Investors (UK/EEA)

Technical Consultation

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